COMPLIANCE AND RISK OFFICER - Luxembourg - Capitana.app - 27/07/2022

Capitana.app

Capitana est une plateforme qui aide à prendre en main son avenir financier en toute simplicité et avec un impact social positif. Capitana est la meilleure amie financière des femmes.

💡 Responsible products or services

The company's mission is to design eco-responsible products and services aligned with the needs of the ecological transformation.

Website
Company
< 15 persons
Finance

Capitana.app did not yet communicate its impact measurement.

About Capitana.app

Capitana App is a responsible investment platform - women’s financial best friend (BFF).

We provide women with advice and tools to develop their financial literacy and invest sustainably for long-term goals. Capitana offers inclusive and sustainable portfolio management and financial training from a 100% digital platform, enabling women to invest by putting their savings to work. The future belongs to those who invest early.

Capitana App and its team are looking for a Head of Risk and Compliance who can help lead and develop our risk and compliance activities to help us achieve healthy, sustainable growth in the highly regulated environment we operate. This person will report directly to our CEO.

As our Head of risk and compliance, you will

Implement and manage an effective legal compliance program for StarTalers business.
Enhance, implement and manage compliance policies and procedures, following up on any breaches or outliers to regulatory standards related to our investment firm license
Advise management on the company’s compliance with laws and regulations
Create and manage effective action plans responding to audit discoveries and compliance violations.
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
Assess company operations to determine compliance risk.
Ensure all employees are educated on the latest regulations and processes.
Resolve employee concerns about legal, risk and compliance.
Ensure regulatory filings, reports and documentation are completed with accuracy and expediency (Monthly and quarterly reporting, IFD/IFR reportings, Long-form reports,…)
Develop a framework for evaluating and reporting on potential threats or risks across all business units (including a control framework)
Define the risk governance structure across the line of defence in coordination with the internal auditor
Facilitate practical strategies for risk management and mitigation, addressing their root cause factors and potential consequences

If you’re our future colleague, you likely have

Bachelor’s degree in law, finance, business management or a related field.
Al least 7 years’ proven experience in a compliance officer role in the Luxembourg financial sector
Proven experience in implementing risk management methods and security compliance standards, processes and frameworks
Strong knowledge of legal requirements and procedures (MIFID, AML, GDPR, Market Abuse, SFDR, …)
Excellent oral and written communication skills, flexibility to work in a small team
Highly analytical with strong attention to details
Fluency in English and French
Experience in contacts with the regulators
Knowledge in IT systems / Cloud Computing / “Full stack” would be a plus
Interest in Fintech and digital finance
And of course a passion for our mission!

Interested in joining us?

Please send an email to Cliquez sur candidater pour accéder aux informations. with your CV and a few lines on why you are applying for this position.

Recruitment process

*1st interview (video conference) with our recruitment specialist

* Interview with a Risk and Compliance specialist

* Interview with our CEO

* Possible interview with your future colleagues

* Reference checks

Important note: Only candidates already residing in the EU and/or with a valid EU work permit are eligible for this position.

Capitana.app

Capitana est une plateforme qui aide à prendre en main son avenir financier en toute simplicité et avec un impact social positif. Capitana est la meilleure amie financière des femmes.

💡 Responsible products or services

The company's mission is to design eco-responsible products and services aligned with the needs of the ecological transformation.

Website
Company
< 15 persons
Finance

Capitana.app did not yet communicate its impact measurement.

Jobs at Paris Jobs at Lyon Jobs at Bordeaux Jobs at Marseille Jobs at Lille Jobs at Nantes Long-term contract Long-term contract Paris Long-term contract Lyon Long-term contract Bordeaux Long-term contract Marseille Long-term contract Lille Long-term contract Nantes

Featured articles

Discover all the resources to inspire and guide you in the world of positive impact. Testimonials, analyses, job descriptions and skills of tomorrow, everything you always wanted to know without daring to ask.

Tomorrow's society needs

Entrepreneurship in the territories: is it the right time?

Get inspired

A job that makes sense... But what sense?

Skills and training

"Thinking the ecological and social transition in a systemic way" with Thomas Merzlic (T-Campus)

Skills and training

[Interview] Côme, co-founder of La Joist - training in energy renovation

Get inspired

Hélène de Vestele (Edeni): "Ikigai is a useful tool for introspection"

Get inspired

Am I legitimate to work in the impact sector?

The professional retraining guide

You no longer thrive in your work, and you plan to change profession to find more meaning in your professional life? Discover the resources to help you think about a retraining project and find your way.

Retraining guide