COMPLIANCE AND RISK OFFICER - Luxembourg

Long term
Luxembourg
Finance
Occasional remote authorized
7 yrs of exp.
Posted on 06-27-2022

Capitana.app

Capitana est une plateforme qui aide à prendre en main son avenir financier en toute simplicité et avec un impact social positif. Capitana est la meilleure amie financière des femmes.

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About Capitana.app

Capitana App is a responsible investment platform - women’s financial best friend (BFF).

We provide women with advice and tools to develop their financial literacy and invest sustainably for long-term goals. Capitana offers inclusive and sustainable portfolio management and financial training from a 100% digital platform, enabling women to invest by putting their savings to work. The future belongs to those who invest early.

Capitana App and its team are looking for a Head of Risk and Compliance who can help lead and develop our risk and compliance activities to help us achieve healthy, sustainable growth in the highly regulated environment we operate. This person will report directly to our CEO.

As our Head of risk and compliance, you will

  • Implement and manage an effective legal compliance program for StarTalers business.
  • Enhance, implement and manage compliance policies and procedures, following up on any breaches or outliers to regulatory standards related to our investment firm license
  • Advise management on the company’s compliance with laws and regulations
  • Create and manage effective action plans responding to audit discoveries and compliance violations.
  • Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks.
  • Assess company operations to determine compliance risk.
  • Ensure all employees are educated on the latest regulations and processes.
  • Resolve employee concerns about legal, risk and compliance.
  • Ensure regulatory filings, reports and documentation are completed with accuracy and expediency (Monthly and quarterly reporting, IFD/IFR reportings, Long-form reports,…)
  • Develop a framework for evaluating and reporting on potential threats or risks across all business units (including a control framework)
  • Define the risk governance structure across the line of defence in coordination with the internal auditor
  • Facilitate practical strategies for risk management and mitigation, addressing their root cause factors and potential consequences
Profile

If you’re our future colleague, you likely have

  • Bachelor’s degree in law, finance, business management or a related field.
  • Al least 7 years’ proven experience in a compliance officer role in the Luxembourg financial sector
  • Proven experience in implementing risk management methods and security compliance standards, processes and frameworks
  • Strong knowledge of legal requirements and procedures (MIFID, AML, GDPR, Market Abuse, SFDR, …)
  • Excellent oral and written communication skills, flexibility to work in a small team
  • Highly analytical with strong attention to details
  • Fluency in English and French
  • Experience in contacts with the regulators
  • Knowledge in IT systems / Cloud Computing / “Full stack” would be a plus
  • Interest in Fintech and digital finance
  • And of course a passion for our mission!

Interested in joining us?

Please send an email to Cliquez sur candidater pour accéder aux informations. with your CV and a few lines on why you are applying for this position.

Recruitment process

*1st interview (video conference) with our recruitment specialist

* Interview with a Risk and Compliance specialist

* Interview with our CEO

* Possible interview with your future colleagues

* Reference checks

Important note: Only candidates already residing in the EU and/or with a valid EU work permit are eligible for this position.